Dodd-Frank created the most dramatic changes in the regulatory environment in decades and these regulations are still being enacted weekly. the Annual Rocky Mountain Securities Conference, now in its 43rd year, is a unique opportunity to hear from leading national and local industry and regulatory authorities about the most current developments affecting business law practitioners.

This year the Conference will feature presentations from:

■ Troy Paredes, SEC Commissioner
■ Robert Khuzami, Director, Division of Enforcement, SEC
■ Richard G. Ketchum, Chairman and CEO, FINRA
■ Carlo diFLorio (invited), Director, Office of Compliance Inspections and Examinations, SEC
■ John Walsh, US Attorney, District of Colorado
■ Fred Joseph, Commissioner, Colorado Division of Securities
■ Shelley Parratt, Deputy Director, Division of Corporation Finance, SEC
■ Jean Woodford, First Assistant Attorney General for Securities and Financial Fraud
■ Stanley Sporkin, U.S. District Court Judge (retired); Former Director, SEC Enforcement Division
■ Donald M. Hoerl, SEC Regional Director
■ Dan Goelzer, Board Member, Public Company Accounting Oversight Board

… and top securities lawyers from Colorado and around the nation!

You would have to pay thousands of dollars and travel to Washington DC or New York to find a conference that offers this much. Reserve your place and be part of

this very special event right here in Denver.